NextWealth report
This research has been designed for firms of all sizes, to give you the tools and the confidence to design your process in a way that meets your obligations and to assess providers in a way that works for you, your client and the regulator.
Due Diligence is in the spotlight with Consumer Duty
An important step in any adviser’s process, never more so than since the introduction of Consumer Duty, is carrying out (and indeed documenting) due diligence on the DFM managing your clients’ investments. But for those already conducting thorough research, did anything need to change with Consumer Duty? What does good look like today when it comes to the provider and the product?
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